-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QB3XZEsCxprPpB3mMelMyQNqQYqvij711c0KxI2kbZ2ssIsKLbvk4PK6NyVmt0ct OMB1Hzled1MXDPdFsrxUmw== 0000914760-97-000019.txt : 19970222 0000914760-97-000019.hdr.sgml : 19970222 ACCESSION NUMBER: 0000914760-97-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001002135 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363154957 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48551 FILM NUMBER: 97526895 BUSINESS ADDRESS: STREET 1: 101 KENDALL POINT DR CITY: OSWEGO STATE: IL ZIP: 60543 BUSINESS PHONE: 7088201919 MAIL ADDRESS: STREET 1: 101 KENDALL POINT DR CITY: OSWEGO STATE: IL ZIP: 60543 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC INFORMATION TECHNOLOGIES INC DATE OF NAME CHANGE: 19951012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LATHROPE MICHAEL F CENTRAL INDEX KEY: 0001007702 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 919 S CHARLES ST CITY: NAPERVILLE STATE: IL ZIP: 60504 MAIL ADDRESS: STREET 1: 919 S CHARLES ST CITY: NAPERVILLE STATE: IL ZIP: 60504 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 AMENDMENT NO. 1 TO SCHEDULE 13G Under the Securities Exchange Act of 1934 WESTELL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 (Title of Class of Securities) 957541-10-5 CUSIP Number *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 957541-10-5 1. NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael F. Lathrope 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP Not applicable. (A) (B) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF 5. SOLE VOTING POWER SHARES 593,314 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 EACH 7. SOLE DISPOSITIVE POWER REPORTING 593,314 PERSON 8. SHARED DISPOSITIVE POWER WITH 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 593,314 10. CHECK IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES Not applicable. 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.0% of outstanding shares of Class A Common Stock. 0.6% of outstanding voting power of Class A Common Stock and Class B Common Stock. 12. TYPE OF REPORTING PERSON: IN Item 1(a) NAME OF ISSUER: Westell Technologies, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 750 North Commons Drive, Aurora, Illinois 60504 Item 2(a) NAME OF PERSON FILING: Michael F. Lathrope Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 919 S. Charles Street, Naperville, Illinois 60540 Item 2(c) CITIZENSHIP: United States Item 2(d) TITLE OF CLASS OF SECURITIES: Class A Common Stock, $0.01 par value per share, of Westell Technologies, Inc. The Company also has Class B Common Stock which has four votes per share and which automatically converts into Class A Common Stock unless transferred to certain family members of Robert C. Penny III, Gary F. Seamans or Melvin J. Simon. Item 2(e) CUSIP NUMBER: 957541-10-5 Item 3 THE PERSON FILING THIS STATEMENT IS A: This statement is not being filed pursuant to Rule 13d-1(b) or 13d- 2(b). Not Applicable. Item 4 OWNERSHIP (a) Amount Beneficially Owned as of December 31, 1996: 593,314 (b) Percent of Class: 4.0% of outstanding shares of Class A Common Stock. 0.6% of outstanding voting power of Class A Common Stock and Class B Common Stock. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 593,314 (ii) shared power to vote or to direct the vote: None (iii) sole power to dispose or direct the disposition of: 593,314 (iv) shared power to dispose or direct the disposition of: None Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. Item 10 CERTIFICATION: Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 Date /s/ Michael F. Lathrope Michael F. Lathrope ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----